Bradley R Richter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-11-18

WI RA
APPROVED

Since 2024-11-18

Branch Locations

W307 S4823 Hwy 83, Genesee, WI 53127 • United States

S90 W35680 Hwy Nn., Eagle, WI 53119 • United States

W230 S9125 Clark St., Big Bend, WI 53103 • United States

2541A E. Main St. East, Troy, WI 53120 • United States

2109 Corporate Dr., Waukesha, WI 53186 • United States

301 N Rochester St, Mukwonago, WI 53149 • United States

W236S7050 Big Bend Dr, Big Bend, WI 53103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	New Berlin	WI	07/2014	10/2024
Jp Morgan Chase Bank	New Berlin	WI	07/2014	10/2024
Citizens Bank	Big Bend	WI	10/2024	Present
Lpl Financial Llc	Big Bend	WI	11/2024	Present

07/2014 → 10/2024

Jp Morgan Securities Llc

New Berlin, WI
07/2014 → 10/2024

Jp Morgan Chase Bank

New Berlin, WI
10/2024 → Present

Citizens Bank

Big Bend, WI
11/2024 → Present

Lpl Financial Llc

Big Bend, WI

Previous Registrations

2024-10-14 → 2024-10-15

J.P. Morgan Securities Llc

New Berlin, WI

Milwaukee, WI

Hartland, WI

Other Businesses

1 - 11/2024 - Citizens Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 11/2024 - Notary - Notary - Inv Related - OBA Start Date: 09/19/2022.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-20
S63	Uniform Securities Agent State Law Examination	2014-08-26

S66 Uniform Combined State Law Examination

2023-03-20
S63 Uniform Securities Agent State Law Examination

2014-08-26

Other Names

Bradley Richter
Bradley Rhodes Richter

View on SEC IAPD