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Harvey Lewis Little

Regent Wealth Management, Inc.

Tulsa, OK

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Current Employers
Regent Wealth Management, Inc.

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-08-03
TX RA APPROVED_RES 2009-08-03
  • OK RA
    APPROVED
    Since 2009-08-03
  • TX RA
    APPROVED_RES
    Since 2009-08-03

Branch Locations

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryan & Little Cpa'S P.C. Bartlesville OK 05/1976 Present
Regent Wealth Management, Inc. Tulsa OK 06/2009 Present
Previous Registrations
Other Businesses

BRYAN & LITTLE CPA'S P.C. 412 E. 5TH ST. BARTLESVILLE, OK 74003 CERTIFIED PUBLIC ACCOUNTANTS SHAREHOLDER - FULL TIME EMPLOYMENT STARTED MAY 1976

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-16
  • S65 Uniform Investment Adviser Law Examination
    1999-11-16
Other Names
  • Harvey L Little

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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