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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-03-04 |
| PA | RA | APPROVED | 2011-07-29 |
Branch Locations
Youngstown, OH • United States
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Mgmt | Durham | NC | 09/2004 | Present |
| Verity Investments, Inc. | Durham | NC | 09/2004 | 11/2025 |
| Verity Financial | Durham | NC | 11/2025 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1.) VERITY ASSET MGMT - 9/2/21 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Contractor, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VERITY FIN GROUP - 9/1/04 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) DOORSDASH - 9/2/21 - 165 E Midlothian - Driver, Drive delivery part time, Not Invt Rel, Delivery driver, 20 hrs/mo; 0 hrs/mo (during trading hours). 4.) COACH/SCOUT - 9/1/16 - 165 E Midlothian Blvd - Coach & Scout, Coach and scout various Black Bear sports hockey teams, Not Invt Rel, Coach and scout for various Black Bear Sports hockey teams, 80 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-18 |
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