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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-03-04
PA RA APPROVED 2011-07-29
  • OH RA
    APPROVED
    Since 2020-03-04
  • PA RA
    APPROVED
    Since 2011-07-29

Branch Locations

Youngstown, OH • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Asset Mgmt Durham NC 09/2004 Present
Verity Investments, Inc. Durham NC 09/2004 11/2025
Verity Financial Durham NC 11/2025 Present
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
  • 09/2004 → Present
    Verity Asset Mgmt
    Durham, NC
  • 09/2004 → 11/2025
    Verity Investments, Inc.
    Durham, NC
  • 11/2025 → Present
    Verity Financial
    Durham, NC
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
Previous Registrations
  • 2011-03-22 → 2011-07-29
    Verity Investments, Inc.
    Durham, NC
    Pittsburgh, PA
    Pittsburgh, PA
    Monroevelle, PA
    Youngstown, OH
Other Businesses

1.) VERITY ASSET MGMT - 9/2/21 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Contractor, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VERITY FIN GROUP - 9/1/04 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) DOORSDASH - 9/2/21 - 165 E Midlothian - Driver, Drive delivery part time, Not Invt Rel, Delivery driver, 20 hrs/mo; 0 hrs/mo (during trading hours). 4.) COACH/SCOUT - 9/1/16 - 165 E Midlothian Blvd - Coach & Scout, Coach and scout various Black Bear sports hockey teams, Not Invt Rel, Coach and scout for various Black Bear Sports hockey teams, 80 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18

View on SEC IAPD

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