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John Thomas Peak

Ria Advisory Group, LLC

The Villages, FL

Urbandale, IA

Des Moines, IA

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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
IA RA APPROVED 2012-09-04
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • IA RA
    APPROVED
    Since 2012-09-04

Branch Locations

The Villages, FL • United States

Urbandale, IA • United States

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ria Advisory Group, Llc The Villages FL 07/2012 Present
Ea Advisors Llc Des Moines IA 06/2015 Present
Advisor Back Office Technologies, Llc Des Moines IA 03/2015 12/2023
  • 07/2012 → Present
    Ria Advisory Group, Llc
    The Villages, FL
  • 06/2015 → Present
    Ea Advisors Llc
    Des Moines, IA
  • 03/2015 → 12/2023
    Advisor Back Office Technologies, Llc
    Des Moines, IA
Previous Registrations
Other Businesses

John Peak Jr. is a CPA and Managing Member of John Peak Jr CPA PC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-19
  • S66 Uniform Combined State Law Examination
    2006-09-19

View on SEC IAPD

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