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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-02-23
  • MA RA
    APPROVED
    Since 2015-02-23

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

769 Plain Street Suite L, Marshfield, MA 02050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Marshfield MA 02/2015 Present
Flagship Harbor Advisors, Llc Marshfield MA 02/2015 Present
Previous Registrations
  • 2013-01-08 → 2014-07-08
    People'S Securities, Inc.
    Boston, MA
    Bridgeport, CT
  • 2008-08-13 → 2010-12-31
    Investment Professionals, Inc.
    Wareham, MA
    San Antonio, TX
  • 2006-03-21 → 2008-12-03
    Sheehan Gorelik Llc
    Carlisle, MA
  • 2007-01-03 → 2007-03-28
    First Allied Advisory Services, Inc.
    Braintree, MA
  • 2003-07-23 → 2007-01-03
    Ffp Advisory Services Inc
    Braintree, MA
  • 2003-04-14 → 2003-10-30
    Sheehan Elder Planning, Inc.
    Braintree, MA
  • 2001-11-09 → 2003-10-21
    Eastern Point Advisors Inc.
    Braintree, MA
Other Businesses

1. 2/10/2015 - No Business Name - Not Investment Related - other-Attorney - Attorney license only- no active practice. 2. 2/10/2015 - Rising Tide Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/10/2015 - Rising Tide Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 4. 8/16/2016 - Flagship Harbor Advisors - DBA: Rising Tide Capital - Investment Related - Registered Investment Advisor DBA - IAR - Started 02/12/2015 - Time Spent 90%. 5. 8/25/2016 - Flagship Harbor Advisors - DBA: Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - START DATE 2/1/2015 - Time Spent 50% - I provide investment advisory services through "Flagship Harbor Advisors", an independent investment advisor firm. I started this business activity in 2/12/2015. I expect to spend approximately 90 percent of time spent on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/12/2018 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. 7. 9/22/2023: No business name; At reported business location(s); Non-Variable Insurance; Inv. related; start date 2/9/2015; 10hrs/mo.; 5hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-16
  • S66 Uniform Combined State Law Examination
    1999-12-16
Designations

View on SEC IAPD

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