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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-02-23 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
769 Plain Street Suite L, Marshfield, MA 02050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Marshfield | MA | 02/2015 | Present |
| Flagship Harbor Advisors, Llc | Marshfield | MA | 02/2015 | Present |
1. 2/10/2015 - No Business Name - Not Investment Related - other-Attorney - Attorney license only- no active practice. 2. 2/10/2015 - Rising Tide Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/10/2015 - Rising Tide Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 4. 8/16/2016 - Flagship Harbor Advisors - DBA: Rising Tide Capital - Investment Related - Registered Investment Advisor DBA - IAR - Started 02/12/2015 - Time Spent 90%. 5. 8/25/2016 - Flagship Harbor Advisors - DBA: Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - START DATE 2/1/2015 - Time Spent 50% - I provide investment advisory services through "Flagship Harbor Advisors", an independent investment advisor firm. I started this business activity in 2/12/2015. I expect to spend approximately 90 percent of time spent on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/12/2018 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. 7. 9/22/2023: No business name; At reported business location(s); Non-Variable Insurance; Inv. related; start date 2/9/2015; 10hrs/mo.; 5hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-16 |
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