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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-27
TX RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-27
  • TX RA
    APPROVED
    Since 2025-03-06

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Key Biscayne FL 06/2015 11/2019
Suntrust Bank Key Biscayne FL 06/2015 11/2019
Suntrust Advisory Services Key Biscayne FL 09/2016 11/2019
Jpmorgan Chase Bank, N.A. Miami FL 11/2019 Present
J.P. Morgan Securities Llc Miami FL 11/2019 Present
Key Biscayne Field Hockey Llc Key Biscayne FL 11/2019 Present
  • 06/2015 → 11/2019
    Suntrust Investment Services, Inc.
    Key Biscayne, FL
  • 06/2015 → 11/2019
    Suntrust Bank
    Key Biscayne, FL
  • 09/2016 → 11/2019
    Suntrust Advisory Services
    Key Biscayne, FL
  • 11/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 11/2019 → Present
    Miami, FL
  • 11/2019 → Present
    Key Biscayne Field Hockey Llc
    Key Biscayne, FL
Previous Registrations
  • 2016-09-13 → 2019-09-12
    Key Biscayne, FL
    Miami, FL
  • 2015-06-29 → 2016-12-31
    Truist Investment Services, Inc.
    Coral Gables, FL
    Key Biscayne, FL
  • 2010-01-01 → 2015-07-01
    Coral Gables, FL
  • 2004-10-26 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
    Coral Gables, FL
Other Businesses

Entity Name: Key Biscayne Field Hockey LLC Investment related: No Address: Key Biscayne, Fl Nature of the other business: Youth field hockey program. Position/Title/Relationship: Director Start Date: 15-Nov-2019 Approximate # of hours a month: 16 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm the director of the program coordinating tournaments, coaches and season league and I coach the under 12 team.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-05
S66 Uniform Combined State Law Examination 2004-10-19
  • S65 Uniform Investment Adviser Law Examination
    2025-03-05
  • S66 Uniform Combined State Law Examination
    2004-10-19
Other Names
  • Florencia Divano
  • Florencia Manero Diaz

View on SEC IAPD

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