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Current Employers
Fao Wealth Inc

55 Merritt Blvd, Trumbull, CT 06611 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-03
FL RA APPROVED 2025-08-01
  • CT RA
    APPROVED
    Since 2025-09-03
  • FL RA
    APPROVED
    Since 2025-08-01

Branch Locations

Boynton Beach, FL • United States

55 Merritt Blvd, Trumbull, CT 06611 • United States

9776 S. Military Trail Suite D2-1, Boynton Beach, FL 33436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooper Financial Services, Inc Hamden CT 12/2001 07/2025
Cfs Securities, Inc. Hamden CT 12/2001 07/2025
Fao Wealth Inc. Trumbull CT 07/2025 Present
Floyd Ozeck Cpa Boynton Beach FL 01/2022 Present
Previous Registrations
Other Businesses

FLOYD OZECK CPA - CERTIFIED PUBLIC ACCOUNTANT - 160 HOURS PER MONTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-03
S65 Uniform Investment Adviser Law Examination 2001-11-09
  • S63 Uniform Securities Agent State Law Examination
    2003-07-03
  • S65 Uniform Investment Adviser Law Examination
    2001-11-09

View on SEC IAPD

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