Meredith Vivienne Hazen

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-22
VA	RA	APPROVED	2014-03-03

TX RA
APPROVED_RES

Since 2023-02-22
VA RA
APPROVED

Since 2014-03-03

Branch Locations

700 Princess Street M3, Alexandria, VA 22314 • United States

12020 Sunrise Valley Dr., Ste 380, Reston, VA 20191 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	03/2014	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	03/2014	Present

03/2014 → Present

Cambridge Investment Research, Inc

Fairfield, IA
03/2014 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2010-08-11 → 2014-03-26

Fulcrum Advisory Services, Llc

Reston, VA

St. Louis, MO

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/03/2014 3) SUNRISE WEALTH PARTNERS, LLC, 12020 Sunrise Valley Drive, STE 380, Reston VA 20191, 4/2014, USING A TRADE NAME/DBA FOR MARKETING PURPOSES, NIR, 0 HR/MO - 0 HR TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-09
S63	Uniform Securities Agent State Law Examination	2002-02-04

S65 Uniform Investment Adviser Law Examination

2010-08-09
S63 Uniform Securities Agent State Law Examination

2002-02-04

View on SEC IAPD