John Lewis Cook

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-06-08
OR	RA	APPROVED	2023-09-01

WA RA
APPROVED

Since 2026-06-08
OR RA
APPROVED

Since 2023-09-01

Branch Locations

222 Ne Everett St Suite 209, Camas, WA 98607 • United States

5200 Meadows Road Suite 150 , Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City Of Tigard	Tigard	OR	01/2013	12/2018
John L Cook Cpa	Tigard	OR	11/1993	Present
Sii Investments, Inc.	Lake Oswego	OR	01/2015	02/2018
Lpl Financial Llc	Lake Oswego	OR	02/2018	09/2020
Sagepoint Financial, Inc.	Lake Oswego	OR	09/2020	09/2023
Osaic Wealth, Inc.	Lake Oswego	OR	09/2023	Present

01/2013 → 12/2018

City Of Tigard

Tigard, OR
11/1993 → Present

John L Cook Cpa

Tigard, OR
01/2015 → 02/2018

Sii Investments, Inc.

Lake Oswego, OR
02/2018 → 09/2020

Lpl Financial Llc

Lake Oswego, OR
09/2020 → 09/2023

Sagepoint Financial, Inc.

Lake Oswego, OR
09/2023 → Present

Osaic Wealth, Inc.

Lake Oswego, OR

Previous Registrations

2020-09-01 → 2023-09-01

Osaic Services, Inc.

Lake Oswego, OR
2018-02-14 → 2020-09-11

Lpl Financial Llc

Lake Oswego, OR

Tigard, OR
2016-01-08 → 2018-02-14

Sii Investments, Inc.

Lake Oswego, OR
2002-03-21 → 2015-12-31

Money Concepts Capital Corp

Tigard, OR

Tigard, OR

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Tigard, OR

Other Businesses

1. PEARSON FINANCIAL GROUP POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 3 Centerpointe Dr, Ste 200, Lake Oswego OR 97035, United States DESCRIPTION: Selling variable annuities which are an insurance product. 2. PROJECT HOMELESS CONNECT WASHINGTON COUNTY POSITION: Treasurer NATURE: Corporation (non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: 7325 NE Imbrie Dr Box 350, Hillsboro OR 97123, United States DESCRIPTION: Attend board meetings, review budget and financials, and sign for major purchases. I do not have check signing authority. 3. JOHN L COOK CPA POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/1993 ADDRESS: 12910 SW Fischer Rd, Tigard OR 97224, United States DESCRIPTION: Tax Preparation/Accounting/CPA 4. WESTSIDE PROFESSIONAL & BUSINESS ASSOCIATES INC POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2024 ADDRESS: 12910 SW Fischer Rd, Tigard OR 97224-2027, United States DESCRIPTION: Run weekly meetings, quarterly board meetings, and other duties as necessary.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-15
S63	Uniform Securities Agent State Law Examination	2002-02-08

S65 Uniform Investment Adviser Law Examination

2002-02-15
S63 Uniform Securities Agent State Law Examination

2002-02-08

View on SEC IAPD