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Bend, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2009-06-29 |
Branch Locations
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Portland | OR | 05/2004 | Present |
| Strategic Financial Partners, Ltd | Portland | OR | 04/2009 | Present |
1. 06/10/04 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 2. 07/23/04 - INVOLVED AS A CPA. 3. 11/23/09 - DBA EWS FINANCIAL SERVICES, INC. 4. 12/19/2009 - REGISTERED INVESTMENT ADVISOR - (HYBRID RIA) RIA WILL CREATE FINANCIAL PLANS AND PROVIDE ASSET MANAGEMENT. FEES COULD BE FLAT, HOURLY, OR PERCENTAGE OF ASSETS MANAGED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-04 |
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