Best Investors Account Sign in
Current Employers
Strategic Financial Partners, Ltd

Bend, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2009-06-29
  • OR RA
    APPROVED
    Since 2009-06-29

Branch Locations

Damascus, OR • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Portland OR 05/2004 Present
Strategic Financial Partners, Ltd Portland OR 04/2009 Present
Previous Registrations
  • 2003-01-07 → 2004-06-11
    Ws Griffith Securities, Inc.
    Portland, OR
Other Businesses

1. 06/10/04 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 2. 07/23/04 - INVOLVED AS A CPA. 3. 11/23/09 - DBA EWS FINANCIAL SERVICES, INC. 4. 12/19/2009 - REGISTERED INVESTMENT ADVISOR - (HYBRID RIA) RIA WILL CREATE FINANCIAL PLANS AND PROVIDE ASSET MANAGEMENT. FEES COULD BE FLAT, HOURLY, OR PERCENTAGE OF ASSETS MANAGED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-08
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S65 Uniform Investment Adviser Law Examination
    2002-02-08
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04

View on SEC IAPD

More in Damascus, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor