Mercedes Patricia Gardner-gomez

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-07-05

FL RA
APPROVED

Since 2018-07-05

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa	Miami	FL	03/1989	10/2017
Hsbc Securities (Usa) Inc.	New York City	NY	01/2005	10/2017
Ubs Financial Services Inc.	Miami	FL	10/2017	Present

03/1989 → 10/2017

Hsbc Bank Usa

Miami, FL
01/2005 → 10/2017

Hsbc Securities (Usa) Inc.

New York City, NY
10/2017 → Present

Ubs Financial Services Inc.

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-06

S66 Uniform Combined State Law Examination

2018-04-06

Other Names

Mercedes Patricia Gardner