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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-05
CA RA APPROVED 2011-08-01
  • TX RA
    APPROVED_RES
    Since 2011-08-05
  • CA RA
    APPROVED
    Since 2011-08-01

Branch Locations

Bakersfield, CA • United States

9700 Stockdale Hwy Ste 100, Bakersfield, CA 93311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bakersfield CA 08/2011 03/2020
Ameriprise Financial Services, Llc Bakersfield CA 03/2020 Present
Previous Registrations
  • 2006-03-06 → 2011-08-02
    Cuso Financial Services, L.P.
    Bakersfield, CA
    Bakersfield, CA
    Bakesfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2003-01-17 → 2003-07-23
    A. G. Edwards & Sons, Inc.
    Bakersfield, CA
Other Businesses

Real Estate Ownership; Single Family; Briton Estates single home that my parents will live in without , ,; Not Investment-Related; 08/01/2015. Business Ownership; Pat Brown System, LLC; ; Suppliment/weight loss system.; 2415 Eye St. Bakersfield Ca 93301, ,; Investment-Related; 01/31/2013; 0 hours per month; 0 during trading hours / Temblor Brewing; None; Retail; 3200 Buck Owens BLVD, , Bakersfield, CA, 93308; Not Investment-Related; 04/16/2015; 0 hours per month; 0 during trading hours. Board of Directors; Olde Stockdale Property Group; Treasurier; 8200 Stockdale Hwy M-10, , Bakersfield, CA, 93311; Not Investment-Related; 04/15/2021; 1 to 9 hours per month; 0 during trading hours / Garces School Board; Member; 2800 Loma Linda Drive Bakersfield, CA , , Bakersfield, CA, 93305; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 0 during trading hours / Bakersfield West Rotary; President; 7001 Stockdale Hwy, , Bakersfield, CA, 93309; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Kern County Taxpayers Association; Member; 1401 19th St. Bakersfield, Ca. 93301, ,; ; 07/25/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-31
S63 Uniform Securities Agent State Law Examination 2002-03-07
  • S66 Uniform Combined State Law Examination
    2006-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-03-07
Other Names
  • Tim Werdel

View on SEC IAPD

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