Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-22
CA RA APPROVED 2023-05-16
  • TX RA
    APPROVED
    Since 2023-05-22
  • CA RA
    APPROVED
    Since 2023-05-16

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 02/2016 03/2018
Athas Capital Group Calabasas Hills CA 01/2019 03/2019
Jpmorgan Chase Bank, N.A. Sherman Oaks CA 11/2019 04/2023
Jp Morgan Securities Llc Sherman Oaks CA 11/2019 04/2023
Bcforward Woodland Hills CA 10/2018 01/2019
Unemployed Los Angeles CA 04/2018 10/2018
Doordash Inc. San Francisco CA 03/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2023 Present
Bank Of America, N.A. Los Angeles CA 06/2023 Present
  • 02/2016 → 03/2018
    Los Angeles, CA
  • 01/2019 → 03/2019
    Athas Capital Group
    Calabasas Hills, CA
  • 11/2019 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Sherman Oaks, CA
  • 11/2019 → 04/2023
    Sherman Oaks, CA
  • 10/2018 → 01/2019
    Bcforward
    Woodland Hills, CA
  • 04/2018 → 10/2018
    Unemployed
    Los Angeles, CA
  • 03/2019 → Present
    Doordash Inc.
    San Francisco, CA
  • 04/2023 → Present
    Los Angeles, CA
  • 06/2023 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
  • 2019-12-13 → 2023-04-12
    Sherman Oaks, CA
    Sherman Oaks, CA
  • 2016-04-12 → 2018-04-20
    Los Angeles, CA
  • 2012-10-01 → 2016-02-09
    Los Angeles, CA
  • 2012-06-01 → 2012-10-01
    Chase Investment Services Corp.
    Los Angeles, CA
  • 2011-01-03 → 2011-08-11
    Inglewood, CA
  • 2009-04-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Inglewood, CA
  • 2006-09-29 → 2007-11-08
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
  • 2003-12-18 → 2006-09-05
    Wells Fargo Investments, Llc
    Gardena, CA
    Los Angeles, CA
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: DOORDASH, INC. POSITION: DELIVERY DRIVER / DASHER START DATE: 3/15/2019 ADDRESS: San Francisco, CA DETAILS: WWW.DOORDASH.COM. DELIVERING FOOD. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 40-50 HRS/MONTH HOURS DURING TRADING: 0 For profit or not for profit: Profit Name of outside business organization: James Watson III DBA (Name TBD, Still Considering) Investment related: No Address of business: Los Angeles, CA Nature of business: E-commerce/online store - Selling various consumer products Compensation for Activity (Yes/No only): Yes Position, title, associationOwner Start date of relationship: TBD (Possibly June or July 2023) Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: E-commerce/online store - Selling various consumer products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-30
  • S66 Uniform Combined State Law Examination
    2002-03-30
Other Names
  • James Walker Watson
  • James W Watson
  • James Walker Watson
  • James Walker Watson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor