James Warren Vassas

Current Employers

Cairn Investor Services

Myrtle Beach, SC • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-30
NJ	RA	APPROVED	2026-01-30
SC	RA	APPROVED	2026-01-30

CA RA
APPROVED

Since 2026-01-30
NJ RA
APPROVED

Since 2026-01-30
SC RA
APPROVED

Since 2026-01-30

Branch Locations

Myrtle Beach, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cairn Investor Services	Myrtle Beach	SC	07/2023	Present
Cairn Investor Services	La Jolla	CA	01/2016	07/2023

07/2023 → Present

Cairn Investor Services

Myrtle Beach, SC
01/2016 → 07/2023

Cairn Investor Services

La Jolla, CA

Previous Registrations

2013-12-10 → 2016-01-26

Spc

Marlton, NJ

Ann Arbor, MI
2007-02-26 → 2013-12-09

Bcg Securities, Inc.

Ocean Twp, NJ

Cherry Hill, NJ

Eatontown, NJ

Other Businesses

SALE OF FIXED INSURANCE PRODUCTS. FIXED LIFE, ANNUITY, AND HEALTH AND FIXED INDEX ANNUITIES. 15 HOURS PER WEEK (2 DURING TRADING).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-02-20
S63	Uniform Securities Agent State Law Examination	2002-03-11

S65 Uniform Investment Adviser Law Examination

2007-02-20
S63 Uniform Securities Agent State Law Examination

2002-03-11

Designations

View on SEC IAPD