Brian Alden Fields

Current Employers

Employment History

• 06/2009 → 09/2019
  Rbc Capital Markets, Llc
  Lemoyne, PA
• 09/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Camp Hill, PA
• 09/2019 → Present
  Bank Of America, N.A.
  Camp Hill, PA

Previous Registrations

• 2009-06-12 → 2019-09-12
  Rbc Capital Markets, Llc
  Lemoyne, PA

Other Businesses

I*517101 For profit or not for profit: Charitable Name of outside business organization: West Shore country Club Investment related: No Address of business: Camp HIll, Pennsylvania, 17011 Nature of business: Business or Industry Organization Position, title, association: Committee, Finance committee Start date of relationship: 9/1/2021 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: , West shore country club is a social and golf club in Camp Hill PA. I will e serving on the financial committee. There are 11 members led by the treasurer of the club. We review quarterly the financial results of the club and assist the General Manager I*132951 For profit or not for profit: For-Profit Name of outside business organization: John Maxwell Team Investment related: No Address of business: Duluth, Georgia 30097Nature of business: Corporation, Position, title, association: Consultant, Start date of relationship: 9/1/2020 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: I took courses and training on being able to coach and train people in leadership and self growth. As I plan to potentially become involved in management here at Merrill Lynch I felt this training and capability would help me. I*1135262 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Longboat Key, FL, 34228Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/20/2023Number of hours devoted: 10 hours Yearly Number of hours devoted during trading hours: 1 I*2018269 Entity Type, Name of OBA: West Shore Country Club Address: Camp Hill, PA 17011 Investment Related: Position, Title, Association: Committee, Board Member Employee Start Date: 11/01/2024 No Hours: 3 No Hours during trading: 0 Duties: WSCC is a social and golf club for it paying members. I will be one of 16 voting members of the board which oversees the operation of the country club I do serve on the finance committee but have no direct decisions making with the investments of the club and do not act as treasurer of the club. We monitor monthly results and review the annual budget. I*1922323 Entity Type: Charitable Name of OBA: Rotary Club of Mechanicsburg North Address: Mechanicsburg, Pennsylvania, 17050 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/01/2024 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Service organization supporting local communities, schools and international projects. Serve on Various committees as need in support of service projects.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-17
• S66 Uniform Combined State Law Examination
  2002-03-18

Other Names

• Brian Alden Fields
• Brian Fields