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Michael Clair Farley

Farley Financial

Berlin, MD

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Current Employers
Farley Financial

Berlin, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-01-07
FL RA APPROVED 2014-04-03
VA RA APPROVED 2007-09-11
NC RA APPROVED 2007-09-10
  • MD RA
    APPROVED
    Since 2020-01-07
  • FL RA
    APPROVED
    Since 2014-04-03
  • VA RA
    APPROVED
    Since 2007-09-11
  • NC RA
    APPROVED
    Since 2007-09-10

Branch Locations

Berlin, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Q1 Advisors, Inc Berlin MD 09/2007 Present
  • 09/2007 → Present
    Q1 Advisors, Inc
    Berlin, MD
Previous Registrations
  • 2005-08-22 → 2007-09-04
    A. G. Edwards & Sons, Inc.
    Norfolk, VA
    Virginia Beach, VA
  • 2002-03-18 → 2005-08-29
    Morgan Stanley Dw Inc.
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13

View on SEC IAPD

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