Rachelle Elaine Ruiz

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
CA	RA	APPROVED	2015-03-13

TX RA
APPROVED_RES

Since 2020-04-15
CA RA
APPROVED

Since 2015-03-13

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

San Carlos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Palo Alto	CA	02/2010	Present

02/2010 → Present

Morgan Stanley Smith Barney

Palo Alto, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-13
S63	Uniform Securities Agent State Law Examination	2002-04-09

S65 Uniform Investment Adviser Law Examination

2015-03-13
S63 Uniform Securities Agent State Law Examination

2002-04-09

Other Names

Rachelle Elaine Ruiz
Rachelle Ruiz Edelman

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

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