Susan Lynne Yedlicka

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-12-15
TX	RA	APPROVED	2016-12-14

CA RA
APPROVED

Since 2016-12-15
TX RA
APPROVED

Since 2016-12-14

Branch Locations

Corral De Tierra, CA • United States

401 Fremont Street Suite 200, Monterey, CA 93940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corp	Salinas	CA	03/2010	12/2016
Morgan Stanley	Monterey	CA	12/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	04/2018	Present

03/2010 → 12/2016

Rbc Capital Markets Corp

Salinas, CA
12/2016 → Present

Morgan Stanley

Monterey, CA
04/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2011-07-07 → 2016-12-22

Rbc Capital Markets, Llc

Monterey, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-05
S63	Uniform Securities Agent State Law Examination	2006-07-20

S66 Uniform Combined State Law Examination

2011-07-05
S63 Uniform Securities Agent State Law Examination

2006-07-20

Other Names

Susan Lynne Fuller

View on SEC IAPD