Geri Lynn Dvorak

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-22

TX RA
APPROVED

Since 2023-09-22

Branch Locations

6303 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Addison	TX	11/2011	09/2023
Stifel, Nicolaus & Company, Incorporated	Frisco	TX	09/2023	Present

11/2011 → 09/2023

Ubs Financial Services Inc

Addison, TX
09/2023 → Present

Stifel, Nicolaus & Company, Incorporated

Frisco, TX

Previous Registrations

2011-11-29 → 2023-10-16

Ubs Financial Services Inc.

Plano, TX
2008-07-07 → 2011-12-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-26
S63	Uniform Securities Agent State Law Examination	2004-11-11

S65 Uniform Investment Adviser Law Examination

2008-06-26
S63 Uniform Securities Agent State Law Examination

2004-11-11

Other Names

Geri Lynn Murphy
Geri Lynn Dvorak
Geri Dvorak

View on SEC IAPD

More in Frisco, TX

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