Germaine C Cordes

Current Employers

Employment History

• 01/2009 → 12/2016
  Foothill Securities, Inc
  Livermore, CA
• 03/2002 → Present
  Self-Employed, Insurance
  Livermore, CA
• 01/2009 → Present
  Self-Employed, Paralegal
  Livermore, CA
• 07/2005 → 09/2016
  Vintage Hills Financial Group
  Livermore, CA
• 01/2015 → Present
  Notary
  Livermore, CA
• 09/2015 → Present
  Lifetime Capital Financial Group
  Pleasanton, CA
• 08/2016 → 12/2017
  Benko Insurance Agency
  Livermore, CA
• 12/2016 → 06/2024
  Securities America, Inc.
  Pleasanton, CA
• 12/2016 → 06/2024
  Securities America Advisors, Inc.
  Pleasanton, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Pleasanton, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Pleasanton, CA

Previous Registrations

• 2016-12-08 → 2024-06-14
  Securities America Advisors, Inc.
  Livermore, CA
  Pleasanton, CA
• 2009-01-26 → 2016-12-08
  Foothill Securities, Inc.
  Livermore, CA
  Livermore, CA
  Livermore, CA
  Santa Clara, CA
  Santa Clara, CA
• 2014-01-02 → 2016-01-07
  Capital Insight Partners, Llc
  Livermore, CA
• 2004-07-01 → 2009-02-03
  Mml Investors Services, Llc
  Livermore, CA
  Livermore, CA
• 2002-03-14 → 2004-07-06
  Osaic Fa, Inc.
  San Ramon, CA

Other Businesses

1. LIFETIME CAPITAL FINANCIAL GROUP POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 4695 Chabot Drive, Suite 200, Pleasanton, CA 94588 DESCRIPTION: Notarize documents 2. LIFETIME CAPITAL FINANCIAL GROUP POSITION: Admin work NATURE: Admin Work. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4695 Chabot Drive, Suite 200, Pleasanton, CA 94588 DESCRIPTION: Admin work. Consists of assisting clients and/or prospects with the preparation of various claim forms; compilation of documents and information; questionnaires; and miscellaneous paperwork. Assist client with preparing Corp. Resolution (seldom). 3. LIFETIME CAPITAL FINANCIAL GROUP POSITION: Business consultant NATURE: Business consultation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4695 Chabot Drive, Suite 200, Pleasanton CA 94588 DESCRIPTION: Business consultation to assist existing and/or prospects in reviewing financial statements for profitability to determine affordability of Employee Benefits Plans (i.e. Simple IRA plans, health insurance, etc.). Assist the client in producing financial statements in the client's QuickBooks program. 4. LIFETIME CAPITAL FINANCIAL GROUP POSITION: Advisor NATURE: Securities America Advisors Position: IAR Nature: Investment Advisory Services Investment Related: Yes Start Date: 12/2016 Address:4695 Chabot Drive, Suite 200, Pleasanton, CA 94588 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 12/01/2016 ADDRESS: 4695 Chabot Drive, Suite 200, Pleasanton CA 94588 DESCRIPTION: Provide Advisory products

Exams

• S66 Uniform Combined State Law Examination
  2002-02-26

Designations

Other Names

• Germaine Corinne Oswald
• Germaine Corinne Jordan