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340 Browns Hill Court, Midlothian, VA 23114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-05-26 |
Branch Locations
340 Browns Hill Court, Midlothian, VA 23114 • United States
205 Bulifants Blvd, Suite D, Williamsburg, VA 23188 • United States
2110 William Styron Sq S, Newport News, VA 23606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richmond | VA | 03/2016 | 04/2018 |
| Pietech | Powhatan | VA | 05/2018 | 11/2018 |
| Lpl Financial, Llc | Midlothian | VA | 05/2018 | Present |
| Colonial River Investment | Midlothian | VA | 05/2018 | Present |
1. 05/25/2018 - RENTAL PROPERTY - PORTADOWN/ REAL ESTATE RENTAL/ 5%/ 7608 PORTADOWN CT, HENRICO, VA 23228-6427 2. 05/25/2018 - COLONIAL RIVER WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 30%/ MIDLOTHIAN, VA 3. 05/25/2018 - RENTAL PROPERTY - PROVINCETOWN/ REAL ESTATE RENTAL/ 5%/ 7940 PROVINCETOWN DR, NORTH CHESTERFIELD, VA 23235-5324 4. 5/29/2018 - Colonial River Investments - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:05/01/2018 - 80 Hour(s) Per Month/4 Hour(s) During Trading - Time Spent: 30% - I provide investment advisory services through Colonial River Investments, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/29/2018 - Colonial River Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:05/01/2018 - 80 Hour(s) Per Month/4 Hour(s) During Trading - Time Spent: 30% - I provide investment advisory services through Colonial River Wealth Management, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately [60 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/12/2019 - Colonial River Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/2018 - 4 Hours Per Month During Securities Trading. 7. 2/25/2021 - Colonial River Investments - DBA: (Hybrid) Lions Bridge Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/12/2020 - 40 Hours Per Month/1 Hour During Securities Trading. 8. 09/20/2023 - Sole Proprietorship - Real Estate Rental - Investment Related - Duck, NC - Start Date: 04/01/2023 - 1 Hour Per Month/0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-09 |
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