William Keith Smith

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-08-25
VA	RA	APPROVED	2002-03-13

TX RA
APPROVED

Since 2009-08-25
VA RA
APPROVED

Since 2002-03-13

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Chantilly, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Express Financial Advisors	New York	NY	12/2001	03/2020
Ameriprise Financial Services, Llc	Vienna	VA	03/2020	Present

12/2001 → 03/2020

American Express Financial Advisors

New York, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Vienna, VA

Other Businesses

Business Ownership; S&W Auto Parts Inc.; ; Auto Parts; 5328 Cotton St.Graceville Fl 32440, ,; Not Investment-Related; 04/15/2014; 1 to 9 hours per month; 0 during trading hours / Unity Squared, LLC; Co-owner; Manage Ameriprise Business; 301 Maple Avenue West, Suite 520, Vienna, VA, 22180; Investment-Related; 05/16/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; S$W Auto Parts; President and Treasurer; 5328 Cotton St. Graceville Fl 32440, ,; ; 04/15/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Unity Squared, LLC; Co-owner; Manage advisory business; 301 Maple Ave W, Suite 520, Vienna, VA, 22180; Investment-Related; 05/16/2024; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-07

S66 Uniform Combined State Law Examination

2002-03-07