Inactive

James Cunningham Harper

Harper Capital Partners

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Current Employers

Harper Capital Partners

Charlotte, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2002-11-19

NC RA
APPROVED

Since 2002-11-19

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harper Capital Partners, Inc	Charlotte	NC	05/1999	Present

05/1999 → Present

Harper Capital Partners, Inc

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-18

S65 Uniform Investment Adviser Law Examination

1999-03-18

Other Names

James Cunningham Harper

View on SEC IAPD

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