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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-13
NJ RA APPROVED 2023-06-09
NY RA APPROVED 2022-01-26
  • PA RA
    APPROVED
    Since 2024-08-13
  • NJ RA
    APPROVED
    Since 2023-06-09
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

80 Washington St Ste E11, Norwell, MA 02061 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southborough MA 12/2006 03/2020
Ameriprise Financial Services, Llc Norwell MA 03/2020 Present
Other Businesses

Real Estate Ownership; Condo; 198 West 3rd Street, Apt #4, , South Boston, MA, 02127; Investment-Related; 03/01/2013. Fiduciary Activities; Trustee. Board of Directors; Hingham Sports Partnership; HSP Board Member; Hingham Sports Partnership, PO Box 48, Hingham, MA, 02043; Not Investment-Related; 06/09/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-29
S63 Uniform Securities Agent State Law Examination 2002-12-02
  • S65 Uniform Investment Adviser Law Examination
    2009-12-29
  • S63 Uniform Securities Agent State Law Examination
    2002-12-02
Designations

View on SEC IAPD

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