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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| NV | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Henderson | NV | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Henderson | NV | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Henderson | NV | 06/2024 | Present |
1. INSURANCE SALES POSITION: Producer NATURE: INSURANCE SALES - AGENT - Investment Related - Start date: 5/2008 - Located at 3249 BLUE ADDRESS: 3249 Blue Palette Ave, Henderson NV 89044 DESCRIPTION: Occasional life insurance sales, occasional fixed annuity sales. I have sold Equity-Indexed Annuities in the past but very rarely and don't anticipate any more unless a client insists on it.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 2007-09-25 |
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