David C Pitcher

Current Employers

Employment History

• 10/2000 → Present
  Davie Kaplan Wealth Care Advisors, Llc
  Rochester, NY
• 01/2002 → 10/2019
  1St Global Capital Corp.
  Rochester, NY
• 09/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Rochester, NY
• 06/2007 → 10/2019
  1St Global Advisors Inc.
  Rochester, NY
• 08/2007 → Present
  Davie Kaplan, Cpa, P.C.
  Rochester, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Rochester, NY
• 10/2023 → 09/2025
  Avantax Advisory Services
  Rochester, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/1999 → Present
  Dkcb Financial Advisors, Llc
  Rochester, NY

Previous Registrations

• 2023-10-24 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Rochester, NY
  Rochester, NY
  Conesus, NY

Other Businesses

1) DAVIE KAPLAN WEALTH CARE ADVISORS (FORMERLY DKCB WEALTH CARE ADVISORS, LLC); RIA, MEMBER & FINANCIAL ADVISOR, NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2014; Rochester NY 14614, US; member 2) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: INSURANCE AGENT, NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS:: 0 SECURITIES TRADING HOURS: 0 START DATE: 6/9/2006 DESCRIPTION: INSURANCE AGENT - CONDUCTS INSURANCE SALES/REFERRALS 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, NATURE: FINANCIAL PLANNING INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2014 ADDRESS: Rochester NY 14614, United States DESCRIPTION: FINANCIAL PLANNING; 4) DKCB FINANCIAL ADVISORS, LLC POSITION: NATURE OF BUSINESS: FINANCIAL SERVICES,REFERRAL - REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE, INVESTMENT RELATED: Yes START DATE: 09/30/2000 5) DAVIE KAPLAN, CPA, P.C. POSITION: SHAREHOLDER AND FINANCIAL PROFESSIONAL, NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: No SECURITIES TRADING HOURS: No START DATE: 08/01/2007 DESCRIPTION: CPA firm 6) J.R. UNDER C.W. TRUST POSITION: trustee NATURE: Invest assets and distribute income per the trust document INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2013 ADDRESS: Rochester NY , United States DESCRIPTION: Duties as set forth in terms of trust. 7) K.R. TRUST UNDER C.W. TRUST POSITION: trustee NATURE: Invest assets and distribute income per the trust document INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2013 ADDRESS: Rochester NY , United States DESCRIPTION: Duties as set forth in terms of trust. 8) AMAREL PRECISION INSTRUMENTS DEFERRED COMPENSATION PLAN POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: ADDRESS: Rochester NY 14620, United States DESCRIPTION: 9) DMP CONESUS REAL ESTATE HOLDING LLC POSITION: Managing Member NATURE: My estate planning for Dave and Mary Anne Pitcher INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2016 ADDRESS: 5854 E. Lake Rd., Conesus NY 14435, United States DESCRIPTION: Managing Member 10) NATIVITY PREPATORY ACADEMY ASSOCIATES POSITION: Treasurer and Finance Chair NATURE: To review the Tax return INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 15 Whalin Street, Rochester NY 14620 States DESCRIPTION: To run the meetings and approve the not for profit filing of the tax return 11) NATIVITY PREPATORY ACADEMY INC. POSITION: Finance Chair and Treasurer NATURE: To review the financial statements and the Budget for the School INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2008 ADDRESS: 15 Whalin Street, Rochester NY 14620 DESCRIPTION: To run the meetings and approve the not for profit filing of tax returns 12)Rochester Hearing & Speech Center, Inc.; BOARD MEMBER & FINANCE CHAIR - NO CHECKWRITING AUTHORITY 13)PITCHER FAMILY, LLP; LIMITED PARTNER; ESTATE PLANNING; NIR; Rochester NY 14620; 14) MCQUAID JESUIT HIGH SCHOOL,INVESTMENT RELATED: NO, ADDRESS: 1800 CLINTON AVENUE S, ROCHESTER, NY 14618 CATHOLIC JESUIT HIGH SCHOOL FOR BOYS, STARTED: 09/2025, ENDOWMENT & PLAN GIVING COMMITTEE & HUMAN RESOURCES COMMITTEE, APX NUMBER OF HOURS PER WEEK: .05,BRIEF DESCRIPTION OF DUTIES: NO VOTING RIGHTS. ADVISORY POSITION ONLY ON THE ENDOWMENT & PLAN GIVING COMMITTEE & HUMAN RESOURCES COMMITTEE 15) TRUSTS OF NON-FAMILY MEMBERS, INVESTMENT RELATED: NO, ADDRESS: 100 MERIDIAN CENTRE BLVD SUITE 200, ROCHESTER, NY 14618 NATURE OF BUSINESS: TRUST, START DATE: 09/2025, POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: .5, BRIEF DESCRIPTION OF DUTIES: DUTIES AS SET FORTH IN TERMS OF TRUST;

Exams

• S66 Uniform Combined State Law Examination
  2002-03-09

Designations