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Sarah M Maxim

Fifth Third Securities, Inc.

Rockford, MI

Grand Rapids, MI

Rockford, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-03
  • MI RA
    APPROVED
    Since 2025-03-03

Branch Locations

Rockford, MI • United States

3785 Plainfield, Grand Rapids, MI 49505 • United States

2805 10 Mile Rd. Ne, Rockford, MI 49341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Grand Rapids MI 06/2009 11/2022
Homemaker Rockford MI 11/2022 02/2025
Ric's Food Center Rockford MI 02/2025 Present
Fifth Third Bank Rockford MI 02/2025 Present
Fifth Third Securities Rockford MI 02/2025 Present
  • 06/2009 → 11/2022
    Morgan Stanley
    Grand Rapids, MI
  • 11/2022 → 02/2025
    Homemaker
    Rockford, MI
  • 02/2025 → Present
    Ric's Food Center
    Rockford, MI
  • 02/2025 → Present
    Fifth Third Bank
    Rockford, MI
  • 02/2025 → Present
    Fifth Third Securities
    Rockford, MI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-22
S66 Uniform Combined State Law Examination 2010-10-26
  • S63 Uniform Securities Agent State Law Examination
    2025-09-22
  • S66 Uniform Combined State Law Examination
    2010-10-26
Other Names
  • Sarah Marie Andrews

View on SEC IAPD

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