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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-03
KY RA APPROVED 2025-03-03
ND RA APPROVED 2025-03-03
OR RA APPROVED 2025-03-01
AK RA APPROVED 2025-02-28
IA RA APPROVED 2025-02-28
MI RA APPROVED 2025-02-28
MS RA APPROVED 2025-02-28
WV RA APPROVED 2025-02-28
AL RA APPROVED 2025-02-27
AR RA APPROVED 2025-02-27
HI RA APPROVED 2025-02-27
ID RA APPROVED 2025-02-27
IN RA APPROVED 2025-02-27
MO RA APPROVED 2025-02-27
MT RA APPROVED 2025-02-27
SD RA APPROVED 2025-02-27
TX RA APPROVED_RES 2025-02-27
UT RA APPROVED 2025-02-27
WI RA APPROVED 2025-02-27
CO RA APPROVED 2025-02-26
KS RA APPROVED 2025-02-26
LA RA APPROVED 2025-02-26
MN RA APPROVED 2025-02-26
NE RA APPROVED 2025-02-26
NM RA APPROVED 2025-02-26
WA RA APPROVED 2025-02-26
WY RA APPROVED 2025-02-26
IL RA APPROVED 2024-10-24
OH RA APPROVED 2024-10-18
OK RA APPROVED 2024-01-08
NY RA APPROVED 2021-08-05
CA RA APPROVED 2016-04-06
NV RA APPROVED 2014-01-31
NJ RA APPROVED 2013-05-24
CT RA APPROVED 2013-04-29
MA RA APPROVED 2013-04-29
NH RA APPROVED 2013-04-29
DE RA APPROVED 2013-04-24
FL RA APPROVED 2013-04-24
NC RA APPROVED 2013-04-24
MD RA APPROVED 2013-04-23
PA RA APPROVED 2013-04-23
RI RA APPROVED 2013-04-23
SC RA APPROVED 2013-04-23
VT RA APPROVED 2013-04-23
VA RA APPROVED 2013-04-23
ME RA APPROVED 2013-04-17
  • AZ RA
    APPROVED
    Since 2025-03-03
  • KY RA
    APPROVED
    Since 2025-03-03
  • ND RA
    APPROVED
    Since 2025-03-03
  • OR RA
    APPROVED
    Since 2025-03-01
  • AK RA
    APPROVED
    Since 2025-02-28
  • IA RA
    APPROVED
    Since 2025-02-28
  • MI RA
    APPROVED
    Since 2025-02-28
  • MS RA
    APPROVED
    Since 2025-02-28
  • WV RA
    APPROVED
    Since 2025-02-28
  • AL RA
    APPROVED
    Since 2025-02-27
  • AR RA
    APPROVED
    Since 2025-02-27
  • HI RA
    APPROVED
    Since 2025-02-27
  • ID RA
    APPROVED
    Since 2025-02-27
  • IN RA
    APPROVED
    Since 2025-02-27
  • MO RA
    APPROVED
    Since 2025-02-27
  • MT RA
    APPROVED
    Since 2025-02-27
  • SD RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • UT RA
    APPROVED
    Since 2025-02-27
  • WI RA
    APPROVED
    Since 2025-02-27
  • CO RA
    APPROVED
    Since 2025-02-26
  • KS RA
    APPROVED
    Since 2025-02-26
  • LA RA
    APPROVED
    Since 2025-02-26
  • MN RA
    APPROVED
    Since 2025-02-26
  • NE RA
    APPROVED
    Since 2025-02-26
  • NM RA
    APPROVED
    Since 2025-02-26
  • WA RA
    APPROVED
    Since 2025-02-26
  • WY RA
    APPROVED
    Since 2025-02-26
  • IL RA
    APPROVED
    Since 2024-10-24
  • OH RA
    APPROVED
    Since 2024-10-18
  • OK RA
    APPROVED
    Since 2024-01-08
  • NY RA
    APPROVED
    Since 2021-08-05
  • CA RA
    APPROVED
    Since 2016-04-06
  • NV RA
    APPROVED
    Since 2014-01-31
  • NJ RA
    APPROVED
    Since 2013-05-24
  • CT RA
    APPROVED
    Since 2013-04-29
  • MA RA
    APPROVED
    Since 2013-04-29
  • NH RA
    APPROVED
    Since 2013-04-29
  • DE RA
    APPROVED
    Since 2013-04-24
  • FL RA
    APPROVED
    Since 2013-04-24
  • NC RA
    APPROVED
    Since 2013-04-24
  • MD RA
    APPROVED
    Since 2013-04-23
  • PA RA
    APPROVED
    Since 2013-04-23
  • RI RA
    APPROVED
    Since 2013-04-23
  • SC RA
    APPROVED
    Since 2013-04-23
  • VT RA
    APPROVED
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2013-04-23
  • ME RA
    APPROVED
    Since 2013-04-17

Branch Locations

1 Portland Square, Portland, ME 04101 • United States

Kennebunk, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Portland ME 09/2012 Present
Td Bank, N.A. Portland ME 05/2010 02/2021
Td Bank N.A. Bedford NH 02/2021 Present
  • 09/2012 → Present
    Portland, ME
  • 05/2010 → 02/2021
    Td Bank, N.A.
    Portland, ME
  • 02/2021 → Present
    Td Bank N.A.
    Bedford, NH
Previous Registrations
  • 2010-05-12 → 2010-05-27
    People'S Securities, Inc.
    Portland, ME
  • 2006-11-07 → 2009-10-28
    Chittenden Securities, Llc.
    Portland, ME
  • 2004-08-27 → 2006-10-19
    Portland, ME
    Portland, ME
  • 2004-02-13 → 2004-08-04
    Keybanc Capital Markets Inc.
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-19
  • S66 Uniform Combined State Law Examination
    2012-12-19
Other Names
  • Ed Donohue

View on SEC IAPD

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