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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-12-09 |
| FL | RA | APPROVED | 2015-12-07 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States
Ashville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Palm Beach Gardens | FL | 12/2015 | Present |
1. Zoological Society of Palm Beaches; 1301 Summit Blvd West Palm Beach FL 33405; Palm Beach Zoo; Executive Committee Officer; Support and promote the mission; affiliation started 09/01/2006; 4 hours per month; not during securities trading hours; not investment related. 2. Ventana Consulting LLC; 4953 Pointe Midtown way palm beach gardens FL 33418; It is a single member LLC created to for a short term rental property in Norfolk VA; Managing member; created for liability and to be involved in short term rental market; 07/18/2024; 1 hr/week; Not during security trading hours; Investment-Related 3. Buster Ventures LLC; 4953 Pointe Midtown Way Palm Beach Gardens, FL 33418; its an LLC created to but an investment STR; member; just an investment; 10/27/2025; 1hr/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-08 |
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