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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Norwood, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 03/2011 12/2017
John Hancock Distributors Llc Boston MA 08/2016 12/2017
John Hancock Funds, Llc Boston MA 01/2018 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 03/2011 → 12/2017
    John Hancock
    Boston, MA
  • 08/2016 → 12/2017
    John Hancock Distributors Llc
    Boston, MA
  • 01/2018 → Present
    John Hancock Funds, Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

a.OBA Name: Licensed Real Estate Broker b.Investment-related? No c.OBA Address: 37 Cottage St Norwood, MA 02062 d.OBA Nature: Real Estate e.Position, Title, or Relationship with the OBA: Broker f.OBA Start Date: 06/04/2012 g.Approximate number of hours/months devoted to the OBA: 0 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Licensed professional who facilitates real estate transactions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-28
S63 Uniform Securities Agent State Law Examination 2012-04-06
  • S66 Uniform Combined State Law Examination
    2017-09-28
  • S63 Uniform Securities Agent State Law Examination
    2012-04-06

View on SEC IAPD

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