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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WA | RA | APPROVED | 2011-01-03 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
1201 Pacific Ave 11Th Fl [Xq-Rbo], Tacoma, WA 98402 • United States
University Place, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tacoma | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 11/2016 | Present |
GREATER TACOMA COMMUNITY FOUNDATION, INV RELATED, TACOMA, WA, MEMBER OF THE BOARD OF TRUSTEES, START 01/02/2024, 4 HOURS PER MONTH, 0 HOURS DURING TRADING, HEARING STATE OF THE FINANCES AND ALLOCATIONS TO ORGANIZATIONS. | BENEFICIARY; INV RELATED; MALVERN, PA; BENEFICIARY; 12/2030; 1 HOUR PER MONTH; 0 DURING TRADING; NAMED BENEFICIARY IN THE WILL/TRUST OF CLIENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-13 |
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