Jay Joseph Kowalski

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-05
IL	RA	APPROVED	2010-01-04

TX RA
APPROVED_RES

Since 2023-01-05
IL RA
APPROVED

Since 2010-01-04

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jay J. Kowalski, Cpa	Chicago	IL	10/1990	Present
Cambridge Investment Research, Inc	Fairfield	IA	01/2010	Present
Cambridge Investment Research Advisors	Fairfield	IA	01/2010	Present

10/1990 → Present

Jay J. Kowalski, Cpa

Chicago , IL
01/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
01/2010 → Present

Cambridge Investment Research Advisors

Fairfield, IA

Previous Registrations

2003-06-05 → 2009-12-31

Cetera Wealth Services, Llc

Chicago, IL

Other Businesses

1) JAY J KOWALSKI, CPA, 5500 N PARIS CHICAGO IL 60656, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/2002 10 HR/YR 10 TRADING HR 2) JAY J KOWALSKI, CPA, 5500 N PARIS CHICAGO IL 60656, 01/01/82, CPA/Enrolled Agent/Tax Preparer/Accounting Services, 01/1982, NIR, OWNER, 40 HR/WK 5/TRADING HR 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-700 HR/WK-2/TRADING. 01/2010 4) WEALTHPLANNERS, 5500 N PARIS CHICAGO IL 60656, 09/2023, IAR, DBA, INV REL, 30 HR/MO 20 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-04
S63	Uniform Securities Agent State Law Examination	2002-01-10

S66 Uniform Combined State Law Examination

2003-06-04
S63 Uniform Securities Agent State Law Examination

2002-01-10

Other Names

Jay Joseph Kowalski
Jay Joseph Kowalski
Julian Joseph Kowalski

View on SEC IAPD