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Paul Arthur Laliberte

Oppenheimer & Co. Inc.

Chicago, IL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-27
  • IL RA
    APPROVED
    Since 2023-07-27

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Chicago IL 09/2005 07/2023
B. Riley Wealth Advisors, Inc. Chicago IL 07/2022 07/2023
Oppenheimer & Co. Inc. Chicago IL 07/2023 Present
Previous Registrations
  • 2022-08-01 → 2023-07-27
    B. Riley Wealth Advisors, Inc.
    Chicago, IL
  • 2005-09-27 → 2022-12-31
    B. Riley Wealth Management
    Chicago, IL
    Chicago, IL
  • 2002-04-19 → 2005-08-29
    Morgan Stanley Dw Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-12
  • S66 Uniform Combined State Law Examination
    2002-03-12
Other Names
  • Paul Laliberte

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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