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Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2007-09-17
  • PR RA
    APPROVED
    Since 2007-09-17

Branch Locations

Monte Town Center Carr 14 Km 6 Hm 0, Ponce, PR 00780 • United States

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco Popular De Puerto Rico San Juan PR 01/2011 Present
  • 01/2011 → Present
    Banco Popular De Puerto Rico
    San Juan, PR
Previous Registrations
  • 2002-09-16 → 2002-12-31
    Cetera Wealth Services, Llc
    Ponce, PR
Other Businesses

Banco Popular de Puerto Rico (Private Banker) - 208 Ponce de Leon Ave. San Juan PR 00918 - Full time Employee - Compensation = Salary - Non-Investment Related - Nature of the business = Banking - Start Date = 01/01/2011

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-29
  • S66 Uniform Combined State Law Examination
    2007-06-29

View on SEC IAPD

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