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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-23 |
Branch Locations
2771 Executive Park Drive Suite 4, Weston, FL 33331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Sunrise | FL | 02/2019 | 09/2020 |
| Homemaker | Weston | FL | 08/2014 | 01/2019 |
| Grupo Zeta Llc | Weston | FL | 10/2017 | 03/2019 |
| Nylife Securities Llc | Sunrise | FL | 04/2019 | 09/2020 |
| The Prudential Insurance Company Of America | Boca Raton | FL | 09/2020 | 07/2021 |
| Pruco Securities, Llc | Boca Raton | FL | 09/2020 | 07/2021 |
| Planmember Securities Corporation | Carpinteria | CA | 07/2021 | Present |
| Dp Management | Weston | FL | 07/2021 | Present |
| Retirement Planning Associates (Rpa) | Winter Springs | FL | 07/2021 | Present |
| Bencor | Sarasota | FL | 07/2021 | Present |
| Grupo Zeta Llc | Weston | FL | 10/2017 | Present |
| Cypress Bay Ptsa | Weston | FL | 07/2021 | Present |
| Usrp | Winter Springs | FL | 07/2021 | Present |
1) DP Management-2771 Executive Park Dr, Ste 4, Weston, FL 33331; Investment related; Administrative support for payroll & tax prep-representative receives compensation from this entity for work done for RPA; Start date 7/2021; 0 hrs/mnth & during trading. 2) Retirement Planning Associates (RPA) dba Daybright Financial -1052 Willa Springs Dr, Winter Springs, FL 32708; Investment related; Financial sales & svcs; Investment Advisor; Start date 7/2021; 150 hrs/mnth & during trading. 3) Bencor dba Daybright Financial -2 N. Tamiami Trail, #602, Sarasota FL 34236; Investment related; Independent agency providing tax qualified, deinfed contribution plans; Representative; Start date 7/2021; 160 hrs/mnth; 140 hrs/mnth during trading. 4) USRP-1052 Willa Springs Dr, Winter Springs,FL 32708; Investment related; Financial Services (umbrella company for Bencor); Representative; Start 7/2021; 160 hrs/mnth; 140 hrs/mnth during trading. 5) Grupo Zeta LLC-741 Heron Rd, Weston, FL 33326; Noninvestment related; Rental Property; President; Start date 10/2017; 1 hr/mnth; 0 hrs/mnth during trading. 6) Cypress Bay PTSA-18600 Vista Park Blvd, Weston, FL 33332; Noninvestment related; Organization to promote welfare of children and youth in the home, school, place of worship and community, advocates for the education, physical & mental health, welfare & safety of children & youth; President; Start date 7/2021; 5 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-02 |
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