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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-06-10 |
| TX | RA | APPROVED_RES | 2020-06-10 |
Branch Locations
2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pittsburgh | PA | 07/2006 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Sewickley | PA | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | Present |
*404648 - South Hills Catholic Academy; Investment related - No; Pittsburgh, Pennsylvania; Educational; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 2; Administrative * 405426 - Thomas Joseph LLC; Investment related No; Sewickley PA; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2012; During business hours: 0; After business hours: 0; Administrative *479582- BJT Investments LLC; Investment related Yes; Pittsburgh, Pennsylvania; Sole Proprietor/Owner; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-18 |
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