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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-18
  • TX RA
    APPROVED
    Since 2021-11-18

Branch Locations

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Dallas TX 11/2001 Present
Massmutual Life Insurance Co Dallas TX 11/2001 Present
Previous Registrations
  • 2001-12-17 → 2006-12-31
    Hfg Advisors, L.L.C.
    Dallas, TX
Other Businesses

(1) NAME:NEXUS ADVISORS LLC INV REL:Y ADDR:14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 NATURE: OUTSIDE INSURANCE POSITION:SALES START:02/01/2018 NO HR/MO:1 NO HR/MO DUR TRADING;1. DESCRIBE DUTIES: INDIVIDUAL LIFE. (2) NAME:NEXUS ADVISORS, LLC INV REL:Y ADDR:14241 DALLAS PARKWAY SUITE 1200, DALLAS TX 75254 NATURE: LLC OWNERSHIP POSITION: OWNER START: 06/22/2021 NO HR/MO: NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: OWNERSHIP OF LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-03
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S65 Uniform Investment Adviser Law Examination
    2002-01-03
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14

View on SEC IAPD

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