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Wolfeboro, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-11 |
| NH | RA | APPROVED | 2018-12-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Amherst | NH | 06/2016 | Present |
| Flagship Harbor Advisors, Llc | Amherst | NH | 06/2016 | 12/2018 |
| Mcguigan Financial, Llc | Amherst | NH | 12/2018 | Present |
1) 01/02/2020 - McGuigan Financial - Inv. Related - Amherst NH - Registered Investment Advisor Hybrid - Start Date:12/14/2018 - 200 Hrs/Mth - 130 Hrs During Trading. I provide investment advisory services through McGuigan Financial, LLC, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-27 |
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