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Douglas E. Poling

Poling Capital Management, LLC

Yorktown, IN

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Current Employers
Poling Capital Management, Llc

Hilton Head Island, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
OH RA APPROVED 2002-07-31
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OH RA
    APPROVED
    Since 2002-07-31

Branch Locations

Yorktown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Poling Capital Mgmt Muncie IN 10/2001 Present
  • 10/2001 → Present
    Poling Capital Mgmt
    Muncie, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-15
  • S65 Uniform Investment Adviser Law Examination
    2001-11-15

View on SEC IAPD

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