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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Asset Advisors Llc | New Haven | CT | 06/2017 | Present |
| Foreside Fund Services, Llc | New Haven | CT | 07/2017 | 12/2020 |
| Unemployed | Harrison | NY | 07/2016 | 06/2017 |
| Vigilant Distributors, Llc | Chadds Ford | PA | 01/2021 | Present |
1) Knights of Columbus Asset Advisors LLC; New Haven, CT; Investment Related; Began 06/26/2017; Business development and marketing for asset advisor; Director of Marketing; Prospecting/pitching institutional clients as it pertains to KOCAA capabilities. Marketing and business development; 200 hours per month with 130 hours during securities trading hours. 2) Knights of Columbus Charitable Fund; Investment Related; Philanthropic solutions; New Haven, CT; Start 12/2019; Director of Marketing; Marketing to potential donors; 20 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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