Michael Anthony Rohling

Current Employers

Employment History

• 08/2009 → Present
  Lpl Financial Llc
  San Diego, CA
• 01/2012 → 08/2018
  Independent Financial Partners
  San Diego, CA
• 08/2018 → Present
  Golden State Wealth Management, Llc
  San Diego, CA

Previous Registrations

• 2012-01-06 → 2018-10-12
  Independent Financial Partners
  San Diego, CA
  San Diego, CA
• 2009-06-01 → 2009-08-10
  Morgan Stanley
  San Diego, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Diego, CA
• 2002-07-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

(1) 01/11/2012: Rohling Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 04/11/2012: No Business Name - Real Estate Rental - Investment Related - Allied Gardens, CA 92120 - 1% Time Spent - I have a house that I will be renting out to a non customer. (3) 10/28/2015: FIS Marketing - Non-Variable Insurance - Investment Related - 16870 W. Bernardo Dr Suite 400, SD CA 92127 - Start 09/30/2015 - 3 Hr/Mo; 3 Hour(s) During Securities Trading - Selling life insurance, Long Term care and Fixed Annuities through FIS marketing/IMO. This business does employ not securities-licensed individuals they act as a General Agency. (4) 10/14/2016: Underwriting Services of America - Non-Variable Insurance - Investment Related - 16870 W. Bernardo Dr Suite 400, SD CA 92127 - Start 09/30/2015 - 3 Hr/Mo; 3 Hour(s) During Securities Trading - Selling life insurance, Long Term care and Fixed Annuities through Underwriting Services of America/IMO. This business does employ not securities-licensed individuals they act as a General Agency. (5) 11/6/2017 - Home and Loan Finders - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Mortgage Broker - Started 11/02/2017 - 2 Hour Per Month/1 Hour During Securities Trading. (6) 8/7/2018 - Golden State Wealth Management, LLC - DBA: Golden State Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/30/2018 - 120 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in August 2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-24