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Brian Lord

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-20
IL RA APPROVED 2010-04-13
  • NY RA
    APPROVED
    Since 2021-03-20
  • IL RA
    APPROVED
    Since 2010-04-13

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Chicago IL 04/2010 Present
  • 04/2010 → Present
    Neuberger Berman Llc
    Chicago, IL
Previous Registrations
  • 2009-09-10 → 2009-12-31
    Bnp Paribas Asset Management, Inc.
    Chicago, IL
  • 2006-01-01 → 2007-09-25
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-28
S63 Uniform Securities Agent State Law Examination 2002-03-14
  • S65 Uniform Investment Adviser Law Examination
    2005-12-28
  • S63 Uniform Securities Agent State Law Examination
    2002-03-14
Other Names
  • Brian Wayne Hoeft
  • Brian Hoeft Lord

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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