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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgim Investments,Llc | Westchester | PA | 04/2015 | Present |
| Prudential Investment Management Services Llc | West Chester | PA | 05/2015 | Present |
| Pgim Investments,Llc | West Chester | PA | 05/2015 | Present |
GREAT VALLEY LITTLE LEAGUE POSITION: Fields Permit Director NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2021 ADDRESS: 1300 W King Road, Malvern PA 19355, United States DESCRIPTION: My position requires me to file paperwork with the township once per year for the reservation of baseball fields. EVELYN WOODS HOA POSITION: Nominated for President NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 825 Elderberry Lane, West Chester PA 19380, United States DESCRIPTION: I am not sure of the duties. Currently yearly dues are less then 300 dollars. The position exists because our street is a private street and therefore we must contract our own snow removal and pay for repairs/repaving of street. Current balance is 17,000.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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