Peter C Plant

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-07-20

MA RA
APPROVED

Since 2018-07-20

Branch Locations

Scituate, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blueline Financial Services	Pembroke	MA	06/2002	Present
Lincoln Financial Securities Corporation	Scituate	MA	04/2009	07/2018
Lpl Financial, Llc	Scituate	MA	07/2018	Present

06/2002 → Present

Blueline Financial Services

Pembroke, MA
04/2009 → 07/2018

Lincoln Financial Securities Corporation

Scituate, MA
07/2018 → Present

Lpl Financial, Llc

Scituate, MA

Previous Registrations

2009-04-17 → 2018-07-26

Osaic Fs, Inc.

Scituate, MA
2009-03-31 → 2009-05-05

Lpl Financial Llc

Westborough, MA

Hanover, MA
2003-04-15 → 2009-03-30

Osaic Fs, Inc.

Scituate, MA

Other Businesses

1. 07/20/2018 - BLUELINE FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ SCITUATE, MA 2. 07/20/2018 - BLUELINE WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ SCITUATE, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-20
S63	Uniform Securities Agent State Law Examination	2002-01-31

S65 Uniform Investment Adviser Law Examination

2003-03-20
S63 Uniform Securities Agent State Law Examination

2002-01-31

Other Names

Peter Plant

View on SEC IAPD