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Annateresa Semeraro

Tiaa-Cref Individual & Institutional Services, LLC

New York, NY

New York, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-17
  • NY RA
    APPROVED
    Since 2024-05-17

Branch Locations

New York, NY • United States

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 07/2015 10/2020
Jpmorgan Securities Llc Washington DC 10/2021 10/2022
Jpmorgan Chase Bank Washington DC 07/2015 10/2022
Citigroup Global Markets Inc. New York NY 12/2022 04/2024
Tiaa New York NY 05/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 05/2024 Present
Unemployed New York NY 11/2022 11/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-31
S63 Uniform Securities Agent State Law Examination 2006-05-06
  • S65 Uniform Investment Adviser Law Examination
    2022-01-31
  • S63 Uniform Securities Agent State Law Examination
    2006-05-06

View on SEC IAPD

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