David M Brown

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2016-02-24
MA	RA	APPROVED	2015-10-05
NJ	RA	APPROVED	2015-01-16
GA	RA	APPROVED	2014-01-09
IL	RA	APPROVED	2014-01-09
PA	RA	APPROVED	2014-01-09
VA	RA	APPROVED	2013-06-03
CO	RA	APPROVED	2013-05-22
TX	RA	APPROVED	2013-04-17
SC	RA	APPROVED	2013-03-08
NC	RA	APPROVED	2011-03-23
FL	RA	APPROVED	2006-06-08

IN RA
APPROVED

Since 2016-02-24
MA RA
APPROVED

Since 2015-10-05
NJ RA
APPROVED

Since 2015-01-16
GA RA
APPROVED

Since 2014-01-09
IL RA
APPROVED

Since 2014-01-09
PA RA
APPROVED

Since 2014-01-09
VA RA
APPROVED

Since 2013-06-03
CO RA
APPROVED

Since 2013-05-22
TX RA
APPROVED

Since 2013-04-17
SC RA
APPROVED

Since 2013-03-08
NC RA
APPROVED

Since 2011-03-23
FL RA
APPROVED

Since 2006-06-08

Branch Locations

951 Yamato Road Suite 201, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kovack Securities Inc.	Ft. Lauderdale	FL	10/2004	Present
Kovack Advisors, Inc.	Ft. Lauderdale	FL	12/2006	Present

10/2004 → Present

Kovack Securities Inc.

Ft. Lauderdale, FL
12/2006 → Present

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Other Businesses

1) CERTIFIED MARKETING CENTERS DBA SPECTRUM PLANNING GROUP - 951 YAMATO ROAD, SUITE 201, BOCA RATON, FL 33431, DBA NAME USED FOR SECURITIES BUSINESS THROUGH KOVACK SECURITIES, INC./KOVACK ADVISORS, INC., PRESIDENT, FINANCIAL PLANNING, 75% OF TIME SPENT. 2) LTC SPECTRUM, INC. DBA SPECTRUM LTC MARKETING - 951 YAMATO ROAD, SUITE 201, BOCA RATON, FL 33431, INSURANCE WHOLESALE, VICE-PRESIDENT, MANAGERIAL, OFFICER,LESS THAN 1% OF TIME SPENT. 3) AR HOLDING, INC. DBA GOLD COAST SERVICES - 951 YAMATO ROAD, SUITE 201, BOCA RATON, FL 33431, INSURANCE AGENCY, VICE-PRESIDENT, ASSISTS IN SERVICING OF POLICYHOLDERS, 5% OF TIME SPENT. 4) SPECTRUM PROPERTY AND CASUALTY GROUP, INC. - 951 YAMATO ROAD, SUITE 201, BOCA RATON, FL 33431; USED FOR PROPERTY AND CASUALTY INSURANCE (HOME OWNERS, AUTO, ETC.); NON INVESTMENT RELATED; PRESIDENT; 220 LICENSED WILL OVERSEE 440 LICENSED INDIVIDUALS PROCURING AND SERVICING P&C POLICIES; 5% OF TIME SPENTE 5) INSURANCE ASSOCIATES OF AMERICAN - 17500 W. LIBERTY LANE, NEW BERLIN, WI 53146; NON-INVESTMENT; PROPERTY & CAUSALITY INSURANCE; AGENT; LESS THAN 5% OF TIME SPENT. 6) CORAL SPRINGS POLICE PENSION BOARD - 9500 WEST SAMPLE ROAD, CORAL SPRINGS, FL 33065; NON-INVESTMENT RELATED; EXECUTE AND OVERSEE THE PENSION BOARD; PENSION BOARD MEMBER; 1% OF TIME SPENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-06
S65	Uniform Investment Adviser Law Examination	2000-10-19
S63	Uniform Securities Agent State Law Examination	1999-11-16

S66 Uniform Combined State Law Examination

2005-10-06
S65 Uniform Investment Adviser Law Examination

2000-10-19
S63 Uniform Securities Agent State Law Examination

1999-11-16

Designations

View on SEC IAPD