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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
57 State Route 23 West Belt Plaza, Wayne, NJ 07470-6936 • United States
Verona, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 03/2011 | 01/2018 |
| Pacific Investment Management Company Llc | New York | NY | 03/2011 | 01/2018 |
| Wilmington Trust | Paramus | NJ | 01/2018 | 08/2020 |
| M&T Securities | Paramus | NJ | 05/2018 | 08/2020 |
| Fidelity Investments | Wayne | NJ | 08/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-16 |
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-20 |
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