Thomas Jason Worsley

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-24
CA	RA	APPROVED	2022-12-20
NY	RA	APPROVED	2022-12-20
VT	RA	APPROVED	2022-12-20
FL	RA	APPROVED	2022-11-14
CT	RA	APPROVED	2022-11-10
RI	RA	APPROVED	2022-11-10

Branch Locations

1220 Main Street Mailstop: Ri-063, West Warwick, RI 02893 • United States

2574 West Shore Road Mailstop: Ri-011, Warwick, RI 02889 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2015	02/2019
Unemployed	North Attleboro	MA	03/2019	09/2019
Td Ameritrade, Inc.	Boston	MA	10/2019	01/2021
Td Ameritrade Invesetment Management, Llc	Boston	MA	11/2019	12/2020
Jp Morgan Chase Bank, N.A.	Boston	MA	02/2021	07/2022
Jp Morgan Securities, Llc	Boston	MA	02/2021	07/2022
Citizens Securities, Inc.	West Warwick	RI	10/2022	Present

12/2015 → 02/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
03/2019 → 09/2019

Unemployed

North Attleboro, MA
10/2019 → 01/2021

Td Ameritrade, Inc.

Boston, MA
11/2019 → 12/2020

Td Ameritrade Invesetment Management, Llc

Boston, MA
02/2021 → 07/2022

Jp Morgan Chase Bank, N.A.

Boston, MA
02/2021 → 07/2022

Jp Morgan Securities, Llc

Boston, MA
10/2022 → Present

Citizens Securities, Inc.

West Warwick, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-17
S63	Uniform Securities Agent State Law Examination	2002-01-18