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Robert L Fleming

Charles Schwab & Co., Inc.

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-01-03
  • CO RA
    APPROVED
    Since 2007-01-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 12/2003 Present
Douglas County High School Castle Rock CO 02/2014 08/2017
Charles Schwab Investment Advisory, Inc. Lone Tree CO 01/2020 12/2020
  • 12/2003 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 02/2014 → 08/2017
    Douglas County High School
    Castle Rock, CO
  • 01/2020 → 12/2020
    Charles Schwab Investment Advisory, Inc.
    Lone Tree, CO
Other Businesses

1) Douglas County High School | Investment Related:No|2842 Front St|Castle Rock|CO|80104|United States|Sports/Physical Recreation|Assistant Soft Ball/Baseball coach|8/17/2026|20-40|0|I will be coaching the High School baseball and softball teams for the upcoming school year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-18
S63 Uniform Securities Agent State Law Examination 1999-11-09
  • S66 Uniform Combined State Law Examination
    2005-05-18
  • S63 Uniform Securities Agent State Law Examination
    1999-11-09
Other Names
  • Rob Lee Fleming
  • Robert Lee Fleming
  • Rob Lee Fleming
  • Robert Lee Fleming
  • Rob Lee Fleming

View on SEC IAPD

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