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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

St Charles, MO • United States

11433 Olde Cabin Rd Ste 250, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Property Concepts, Llc St. Charles MO 07/2004 Present
Voya Financial Advisors St Louis MO 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Stevens Wealth Management St. Louis MO 02/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2004 → Present
    Real Property Concepts, Llc
    St. Charles, MO
  • 09/2014 → 06/2021
    Voya Financial Advisors
    St Louis, MO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2023 → Present
    Stevens Wealth Management
    St. Louis, MO
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2022; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: STEVENS WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-26
S66 Uniform Combined State Law Examination 2002-01-30
  • S65 Uniform Investment Adviser Law Examination
    2010-11-26
  • S66 Uniform Combined State Law Examination
    2002-01-30
Other Names
  • Adrian E. Stevens
  • Adrain Errol Stevens

View on SEC IAPD

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